To Have or To Be? - by Erich Fromm

The failure of the Great Promise, aside from industrialism’s essential economic contradictions, was built into the industrial system by its two main psychological premises: (1) that the aim of life is happiness, that is, maximum pleasure, defined as the satisfaction of any desire or subjective need a person may feel (radical hedonism); (2) that egotism, selfishness, and greed, as the system needs to generate them in order to function, lead to harmony and peace.

The present era, by and large since the end of the First World War, has returned to the practice and theory of radical hedonism. The concept of unlimited pleasure forms a strange contradiction to the ideal of disciplined work, similar to the contradiction between the acceptance of an obsessional work ethic and the ideal of complete laziness during the rest of the day and during vacations. The endless assembly line belt and the bureaucratic routine on the one hand, and television, the automobile, and sex on the other, make the contradictory combination possible. Obsessional work alone would drive people just as crazy as would complete laziness. With the combination, they can live. Besides, both contradictory attitudes correspond to an economic necessity: twentieth-century capitalism is based on maximal consumption of the goods and services produced as well as on routinized teamwork.

Ours is the greatest social experiment ever made to solve the question whether pleasure (as a passive affect in contrast to the active affect, well-being and joy) can be a satisfactory answer to the problem of human existence. For the first time in history the satisfaction of the pleasure drive is not only the privilege of a minority but is possible for more than half the population. The experiment has already answered the question in the negative.

The passion for having must lead to never-ending class war. The pretense of the communists that their system will end class struggle by abolishing classes is fiction, for their system is based on the principle of unlimited consumption as the goal of living. As long as everybody wants to have more, there must be formations of classes, there must be class war, and in global terms, there must be international war. Greed and peace preclude each other.

Understanding the Difference Between Having and Being

Having and being are two fundamental modes of experience, the respective strengths of which determine the differences between the characters of individuals and various types of social character.

By being I refer to the mode of existence in which one neither has anything nor craves to have something, but is joyous, employs one’s faculties productively, is oned to the world.

A certain change in the emphasis on having and being is apparent in the growing use of nouns and the decreasing use of verbs in Western languages in the past few centuries. The more recent speech style indicates the prevailing high degree of alienation. By saying “I have a problem” instead of “I am troubled,” subjective experience is eliminated: the I of experience is replaced by the it of possession. I have transformed my feeling into something I possess: the problem. But “problem” is an abstract expression for all kinds of difficulties. I cannot have a problem, because it is not a thing that can be owned; it, however, can have me. That is to say, I have transformed myself into “a problem” and am now owned by my creation. This way of speaking betrays a hidden, unconscious alienation.

  1. By being or having I do not refer to certain separate qualities of a subject as illustrated in such statements as “I have a car” or “I am white” or “I am happy.” I refer to two fundamental modes of existence, to two different kinds of orientation toward self and the world, to two different kinds of character structure the respective predominance of which determines the totality of a person’s thinking, feeling, and acting.

  2. In the having mode of existence my relationship to the world is one of possessing and owning, one in which I want to make everybody and everything, including myself, my property.

  3. In the being mode of existence, we must identify two forms of being. One is in contrast to having, as exemplified in the Du Marais statement, and means aliveness and authentic relatedness to the world. The other form of being is in contrast to appearing and refers to the true nature, the true reality, of a person or a thing in contrast to deceptive appearances as exemplified in the etymology of being.

To sum up, to consume is one form of having, and perhaps the most important one for today’s affluent industrial societies. Consuming has ambiguous qualities: It relieves anxiety, because what one has cannot be taken away; but it also requires one to consume ever more, because previous consumption soon loses its satisfactory character. Modern consumers may identify themselves by the formula: I am = what I have and what I consume.

One of the main themes of the Old Testament is: leave what you have; free yourself from all fetters; be!

On the Shabbat one lives as if one has nothing, pursuing no aim except being, that is, expressing one’s essential powers: praying, studying, eating, drinking, singing, making love. The Shabbat is a day of joy because on that day one is fully oneself.

The New Testament continues the Old Testament’s protest against the having structure of existence. Its protest is even more radical than the earlier Jewish protest had been. The mood of the early Christians was one of full human solidarity, sometimes expressed in the idea of a spontaneous communal sharing of all material goods.

In these sayings we find as the central postulate that people must free themselves from all greed and cravings for possession and must totally liberate themselves from the structure of having, and conversely, that all positive ethical norms are rooted in an ethics of being, sharing, and solidarity. This basic ethical position is applied both to one’s relations to others and to one’s relations to things.

Eckhart has described and analyzed the difference between the having and being modes of existence with a penetration and clarity not surpassed by any teacher. A major figure of the Dominican Order in Germany, Eckhart was a scholarly theologian and the greatest representative and deepest and most radical thinker of German mysticism.

Eckhart is concerned with the kind of “wanting” that is also fundamental in Buddhist thought; that is, greed, craving for things and for one’s own ego. The Buddha considers this wanting to be the cause of human suffering, not enjoyment. When Eckhart goes on to speak of having no will, he does not mean that one should be weak. The will he speaks of is identical with craving, a will that one is driven by—that is, in a true sense, not will. Eckhart goes as far as to postulate that one should not even want to do God’s will—since this, too, is a form of craving. The person who wants nothing is the person who is not greedy for anything: this is the essence of Eckhart’s concept of nonattachment.

Eckhart’s concept of not knowing anything is concerned with the difference between having knowledge and the act of knowing, i.e., penetrating to the roots and, hence, to the causes of a thing. Eckhart distinguishes very clearly between a particular thought and the process of thinking.

When he says that “a man ought to be empty of his own knowledge,” he does not mean that one should forget what one knows, but rather one should forget that one knows. This is to say that we should not look at our knowledge as a possession, in which we find security and which gives us a sense of identity; we should not be “filled” with our knowledge, or hang onto it, or crave it. Knowledge should not assume the quality of a dogma, which enslaves us. All this belongs to the mode of having. In the mode of being, knowledge is nothing but the penetrating activity of thought—without ever becoming an invitation to stand still in order to find certainty.

In the having mode of existence what matters is not the various objects of having, but our whole human attitude. Everything and anything can become an object of craving: things we use in daily life, property, rituals, good deeds, knowledge, and thoughts. While they are not in themselves “bad,” they become bad; that is, when we hold onto them, when they become chains that interfere with our freedom, they block our self-realization.

Breaking through the mode of having is the condition for all genuine activity. In Eckhart’s ethical system the supreme virtue is the state of productive inner activity, for which the premise is the overcoming of all forms of egoboundness and craving.

Analyzing the Fundamental Differences Between the Two Modes of Existence

Our judgments are extremely biased because we live in a society that rests on private property, profit, and power as the pillars of its existence. To acquire, to own, and to make a profit are the sacred and unalienable rights of the individual in the industrial society.* What the sources of property are does not matter; nor does possession impose any obligations on the property owners. The principle is: “Where and how my property was acquired or what I do with it is nobody’s business but my own; as long as I do not violate the law, my right is unrestricted and absolute.”

The nature of the having mode of existence follows from the nature of private property. In this mode of existence all that matters is my acquisition of property and my unlimited right to keep what I have acquired. The having mode excludes others; it does not require any further effort on my part to keep my property or to make productive use of it. The Buddha has described this mode of behavior as craving, the Jewish and Christian religions as coveting; it transforms everybody and everything into something dead and subject to another’s power.

The having mode of existence, the attitude centered on property and profit, necessarily produces the desire—indeed the need—for power. To control other living human beings we need to use power to break their resistance. To maintain control over private property we need to use power to protect it from those who would take it from us because they, like us, can never have enough; the desire to have private property produces the desire to use violence in order to rob others in overt or covert ways. In the having mode, one’s happiness lies in one’s superiority over others, in one’s power, and in the last analysis, in one’s capacity to conquer, rob, kill. In the being mode it lies in loving, sharing, giving.

Much of the moral and political discussion has centered on the question: To have or not to have? On the moral-religious level this meant the alternative between the ascetic life and the nonascetic life, the latter including both productive enjoyment and unlimited pleasure. This alternative loses most of its meaning if one’s emphasis is not on the single act of behavior but on the attitude underlying it. Ascetic behavior, with its constant preoccupation with nonenjoyment, may be only the negation of strong desires for having and consuming. In the ascetic these desires can be repressed, yet in the very attempt to suppress having and consuming, the person may be equally preoccupied with having and consuming. This denial by over-compensation is, as psychoanalytic data show, very frequent. It occurs in such cases as fanatical vegetarians repressing destructive impulses, fanatical antiabortionists repressing their murderous impulses, fanatics of “virtue” repressing their own “sinful” impulses. What matters here is not a certain conviction as such, but the fanaticism that supports it. This, like all fanaticism, suggests the suspicion that it serves to cover other, and usually the opposite, impulses.

In the economic and political field a similar erroneous alternative is between unrestricted inequality and absolute equality of income. If everybody’s possessions are functional and personal, then whether someone has somewhat more than another person does not constitute a social problem, for since possession is not essential, envy does not grow. On the other hand, those who are concerned with equality in the sense that each one’s share must be exactly equal to anyone else’s show that their own having orientation is as strong as ever, except that it is denied by their preoccupation with exact equality. Behind this concern their real motivation is visible: envy. Those demanding that nobody should have more than themselves are thus protecting themselves from the envy they would feel if anyone had even an ounce more of anything. What matters is that both luxury and poverty shall be eradicated; equality must not mean the quantitative equality of each morsel of material goods, but that income is not differentiated to a point that creates different experiences of life for different groups.

Having refers to things and things are fixed and describable. Being refers to experience, and human experience is in principle not describable. What is fully describable is our persona—the mask we each wear, the ego we present—for this persona is in itself a thing. In contrast, the living human being is not a dead image and cannot be described like a thing. In fact, the living human being cannot be described at all. Indeed, much can be said about me, about my character, about my total orientation to life. This insightful knowledge can go very far in understanding and describing my own or another’s psychical structure. But the total me, my whole individuality, my suchness that is as unique as my fingerprints are, can never be fully understood, not even by empathy, for no two human beings are entirely alike.* Only in the process of mutual alive relatedness can the other and I overcome the barrier of separateness, inasmuch as we both participate in the dance of life. Yet our full identification of each other can never be achieved.

The mode of being has as its prerequisites independence, freedom, and the presence of critical reason. Its fundamental characteristic is that of being active, not in the sense of outward activity, of busyness, but of inner activity, the productive use of our human powers. To be active means to give expression to one’s faculties, talents, to the wealth of human gifts with which—though in varying degrees—every human being is endowed. It means to renew oneself, to grow, to flow out, to love, to transcend the prison of one’s isolated ego, to be interested, to “list,” to give. Yet none of these experiences can be fully expressed in words. The words are vessels that are filled with experience that overflows the vessels. The words point to an experience; they are not the experience.

Only to the extent that we decrease the mode of having, that is of nonbeing—i.e., stop finding security and identity by clinging to what we have, by “sitting on it,” by holding onto our ego and our possessions—can the mode of being emerge. “To be” requires giving up one’s egocentricity and selfishness, or in words often used by the mystics, by making oneself “empty” and “poor.”

The modern sense of activity makes no distinction between activity and mere busyness. But there is a fundamental difference between the two that corresponds to the terms “alienated” and “nonalienated” in respect to activities. In alienated activity I do not experience myself as the acting subject of my activity; rather, I experience the outcome of my activity—and that as something “over there,” separated from me and standing above and against me. In alienated activity I do not really act; I am acted upon by external or internal forces. I have become separated from the result of my activity.

In nonalienated activity, I experience myself as the subject of my activity. Nonalienated activity is a process of giving birth to something, of producing something and remaining related to what I produce. This also implies that my activity is a manifestation of my powers, that I and my activity and the result of my activity are one. I call this nonalienated activity productive activity.

Thus far I have described the meaning of being by contrasting it to having. But a second, equally important meaning of being is revealed by contrasting it to appearing. If I appear to be kind while my kindness is only a mask to cover my exploitativeness—if I appear to be courageous while I am extremely vain or perhaps suicidal—if I appear to love my country while I am furthering my selfish interests, the appearance, i.e., my overt behavior, is in drastic contradiction to the reality of forces that motivate me. My behavior is different from my character. My character structure, the true motivation of my behavior, constitutes my real being. My behavior may partly reflect my being, but it is usually a mask that I have and that I wear for my own purposes. Behaviorism deals with this mask as if it were a reliable scientific datum; true insight is focused on the inner reality, which is usually neither conscious nor directly observable.

Being refers to the real, in contrast to the falsified, illusionary picture. In this sense, any attempt to increase the sector of being means increased insight into the reality of one’s self, of others, of the world around us. The main ethical goals of Judaism and Christianity—overcoming greed and hate—cannot be realized without another factor that is central in Buddhism and also plays a role in Judaism and in Christianity: The way to being is penetration through the surface and insight into reality.

Not to move forward, to stay where we are, to regress, in other words to rely on what we have, is very tempting, for what we have, we know; we can hold onto it, feel secure in it. We fear, and consequently avoid, taking a step into the unknown, the uncertain; for, indeed, while the step may not appear risky to us after we have taken it, before we take that step the new aspects beyond it appear very risky, and hence frightening. Only the old, the tried, is safe; or so it seems. Every new step contains the danger of failure, and that is one of the reasons people are so afraid of freedom.

Yet in spite of the security of having, people admire those with a vision of the new, those who break a new path, who have the courage to move forward. In mythology this mode of existence is represented symbolically by the hero. Heroes are those with the courage to leave what they have—their land, their family, their property—and move out, not without fear, but without succumbing to their fear.

The anxiety and insecurity engendered by the danger of losing what one has are absent in the being mode. If I am who I am and not what I have, nobody can deprive me of or threaten my security and my sense of identity. My center is within myself; my capacity for being and for expressing my essential powers is part of my character structure and depends on me. This holds true for the normal process of living, not, of course, for such circumstances as incapacitating illness, torture, or other cases of powerful external restrictions. While having is based on some thing that is diminished by use, being grows by practice. (The “burning bush” that is not consumed is the biblical symbol for this paradox.) The powers of reason, of love, of artistic and intellectual creation, all essential powers grow through the process of being expressed. What is spent is not lost, but on the contrary, what is kept is lost. The only threat to my security in being lies in myself: in lack of faith in life and in my productive powers; in regressive tendencies; in inner laziness and in the willingness to have others take over my life. But these dangers are not inherent in being, as the danger of losing is inherent in having.

Master Eckhart taught that aliveness is conducive to joy. The modern reader is apt not to pay close attention to the word “joy” and to read it as if Eckhart had written “pleasure.” Yet the distinction between joy and pleasure is crucial, particularly so in reference to the distinction between the being and the having modes. It is not easy to appreciate the difference, since we live in a world of “joyless pleasures.”

Joy is the concomitant of productive activity. It is not a “peak experience,” which culminates and ends suddenly, but rather a plateau, a feeling state that accompanies the productive expression of one’s essential human faculties. Joy is not the ecstatic fire of the moment. Joy is the glow that accompanies being. Joy, then, is what we experience in the process of growing nearer to the goal of becoming ourself.

We live in the mode of having to the degree that we internalize the authoritarian structure of our society. In the having mode, and thus the authoritarian structure, sin is disobedience and is overcome by repentance → punishment → renewed submission. In the being mode, the nonauthoritarian structure, sin is unresolved estrangement, and it is overcome by the full unfolding of reason and love, by at-onement.

There is only one way—taught by the Buddha, by Jesus, by the Stoics, by Master Eckhart—to truly overcome the fear of dying, and that way is by not hanging onto life, not experiencing life as a possession. The fear of dying is not truly what it seems to be: the fear of stopping living. Death does not concern us, Epicurus said, “since while we are, death is not yet here; but when death is here we are no more” (Diogenes Laertius). To be sure, there can be fear of suffering and pain that may precede dying, but this fear is different from that of dying. While the fear of dying may thus seem irrational, this is not so if life is experienced as possession. The fear, then, is not of dying, but of losing what I have: the fear of losing my body, my ego, my possessions, and my identity; the fear of facing the abyss of nonidentity, of “being lost.” To the extent that we live in the having mode, we must fear dying. No rational explanation will take away this fear. But it may be diminished, even at the hour of death, by our reassertion of our bond to life, by a response to the love of others that may kindle our own love. Losing our fear of dying should not begin as a preparation for death, but as the continuous effort to reduce the mode of having and to increase the mode of being. As Spinoza says, the wise think about life, not about death. The instruction on how to die is indeed the same as the instruction on how to live. The more we rid ourselves of the craving for possession in all its forms, particularly our egoboundness, the less strong is the fear of dying, since there is nothing to lose.

The mode of being exists only in the here and now (hic et nunc). The mode of having exists only in time: past, present, and future.

The New Man and the New Society

The character structure of the average individual and the socio-economic structure of the society of which he or she is a part are interdependent. I call the blending of the individual psychical sphere and the socioeconomic structure social character.

The socioeconomic structure of a society molds the social character of its members so that they wish to do what they have to do. Simultaneously, the social character influences the socio-economic structure of society, acting either as cement to give further stability to the social structure or, under special circumstances, as dynamite that tends to break up the social structure.

Social character must fulfill any human being’s inherent religious needs. To clarify, “religion” as I use it here does not refer to a system that has necessarily to do with a concept of God or with idols or even to a system perceived as religion, but to any group-shared system of thought and action that offers the individual a frame of orientation and an object of devotion. Indeed, in this broad sense of the word no culture of the past or present, and it seems no culture in the future, can be considered as not having religion. This definition of “religion” does not tell us anything about its specific content. People may worship animals, trees, idols of gold or stone, an invisible god, a saintly person, or a diabolic leader; they may worship their ancestors, their nation, their class or party, money or success. Their religion may be conducive to the development of destructiveness or of love, of domination or of solidarity; it may further their power of reason or paralyze it. They may be aware of their system as being a religious one, different from those of the secular realm, or they may think that they have no religion, and interpret their devotion to certain allegedly secular aims, such as power, money, or success, as nothing but their concern for the practical and the expedient. The question is not one of religion or not? but of which kind of religion?—whether it is one that furthers human development, the unfolding of specifically human powers, or one that paralyzes human growth. A specific religion, provided it is effective in motivating conduct, is not a sum total of doctrines and beliefs; it is rooted in a specific character structure of the individual and, inasmuch as it is the religion of a group, in the social character. Thus, our religious attitude may be considered an aspect of our character structure, for we are what we are devoted to, and what we are devoted to is what motivates our conduct. Often, however, individuals are not even aware of the real objects of their personal devotion and mistake their “official” beliefs for their real, though secret religion. If, for instance, a man worships power while professing a religion of love, the religion of power is his secret religion, while his so-called official religion, for example Christianity, is only an ideology.

Without a map of our natural and social world—a picture of the world and of one’s place in it that is structured and has inner cohesion—human beings would be confused and unable to act purposefully and consistently, for there would be no way of orienting oneself, of finding a fixed point that permits one to organize all the impressions that impinge upon each individual. Our world makes sense to us, and we feel certain about our ideas, through the consensus with those around us. Even if the map is wrong, it fulfills its psychological function. But the map has never been entirely wrong—nor has it ever been entirely right. It has always been enough of an approximation to the explanation of phenomena to serve the purpose of living. Only to the degree that the practice of life is freed from its contradictions and its irrationality can the map correspond to reality. The impressive fact is that no culture has been found in which such a frame of orientation does not exist. Neither has any individual. Often individuals may disclaim having any such overall picture and believe that they respond to the various phenomena and incidents of life from case to case, as their judgment guides them. But it can be easily demonstrated that they simply take their own philosophy for granted because to them it is only common sense, and they are unaware that all their concepts rest upon a commonly accepted frame of reference. When such persons are confronted with a fundamentally different total view of life, they judge it as “crazy” or “irrational” or “childish,” while they consider themselves as being only “logical.”

Societies have been organized according to two principles: patricentric (or patriarchal) and matricentric (or matriarchal). The matricentric principle is centered in the figure of the loving mother. The motherly principle is that of unconditional love; the mother loves her children not because they please her, but because they are her (or another woman’s) children. For this reason the mother’s love cannot be acquired by good behavior, nor can it be lost by sinning. Motherly love is mercy and compassion. Fatherly love, on the contrary, is conditional; it depends on the achievements and good behavior of the child; father loves that child most who is most like him, i.e., whom he wishes to inherit his property. Father’s love can be lost, but it can also be regained by repentance and renewed submission. Father’s love is justice. The two principles, the feminine-motherly and the masculine-fatherly, correspond not only to the presence of a masculine and feminine side in any human being but specifically to the need for mercy and justice in every man and woman. The deepest yearning of human beings seems to be a constellation in which the two poles (motherliness and fatherliness, female and male, mercy and justice, feeling and thought, nature and intellect) are united in a synthesis, in which both sides of the polarity lose their antagonism and, instead, color each other. While such a synthesis cannot be fully reached in a patriarchal society, it existed to some extent in the Roman Church. The Virgin, the church as the all-loving mother, the pope and the priest as motherly figures represented motherly, unconditional, all-forgiving love, side by side with the fatherly elements of a strict, patriarchal bureaucracy with the pope at the top ruling by power. Corresponding to these motherly elements in the religious system was the relationship toward nature in the process of production: the work of the peasant as well as of the artisan was not a hostile exploitative attack against nature. It was cooperation with nature: not raping but transforming nature according to its own laws. Luther established a purely patriarchal form of Christianity in Northern Europe that was based on the urban middle class and the secular princes. The essence of this new social character is submission under patriarchal authority, with work as the only way to obtain love and approval. Behind the Christian façade arose a new secret religion, “industrial religion,” that is rooted in the character structure of modern society, but is not recognized as “religion.” The industrial religion is completely incompatible with genuine Christianity. It reduces people to servants of the economy and of the machinery that their own hands build. The industrial religion had its basis in a new social character. Its center was fear of and submission to powerful male authorities, cultivation of the sense of guilt for disobedience, dissolution of the bonds of human solidarity by the supremacy of self-interest and mutual antagonism. The “sacred” in industrial religion was work, property, profit, power, even though it furthered individualism and freedom within the limits of its general principles. By transforming Christianity into a strictly patriarchal religion it was still possible to express the industrial religion in Christian terminology.

Hidden behind the façade of agnosticism or Christianity is a thoroughly pagan religion, although people are not conscious of it as such. This pagan religion is difficult to describe, since it can only be inferred from what people do (and do not do) and not from their conscious thoughts about religion or dogmas of a religious organization. Most striking, at first glance, is that Man has made himself into a god because he has acquired the technical capacity for a “second creation” of the world, replacing the first creation by the God of traditional religion. We can also formulate: We have made the machine into a god and have become godlike by serving the machine. It matters little the formulation we choose; what matters is that human beings, in the state of their greatest real impotence, imagine themselves in connection with science and technique to be omnipotent. This aspect of cybernetic religion corresponds to a more hopeful period of development. But the more we are caught in our isolation, in our lack of emotional response to the world, and at the same time the more unavoidable a catastrophic end seems to be, the more malignant becomes the new religion. We cease to be the masters of technique and become instead its slaves—and technique, once a vital element of creation, shows its other face as the goddess of destruction (like the Indian goddess Kali), to which men and women are willing to sacrifice themselves and their children. While consciously still hanging onto the hope for a better future, cybernetic humanity represses the fact that they have become worshipers of the goddess of destruction.

The dehumanization of the social character and the rise of the industrial and cybernetic religions led to a protest movement, to the emergence of a new humanism, that has its roots in Christian and philosophical humanism from the Late Middle Ages to the Age of Enlightenment. This protest found expression in theistic Christian as well as in pantheistic or non-theistic philosophical formulations. It came from two opposite sides: from the romantics, who were politically conservatives, and from the Marxian and other socialists (and some anarchists). The right and the left were unanimous in their critique of the industrial system and the damage it did to human beings. Catholic thinkers, such as Franz von Baader, and conservative political leaders, such as Benjamin Disraeli, formulated the problem, sometimes in identical ways to those of Marx. The two sides differed in the ways they thought human beings could be saved from the danger of being transformed into things. The romantics on the right believed that the only way was to stop the unhindered “progress” of the industrial system and to return to previous forms of the social order, though with some modifications. The protest from the left may be called radical humanism, even though it was sometimes expressed in theistic and sometimes in nontheistic terms. The socialists believed that the economic development could not be halted, that one could not return to a previous form of social order, and that the only way to salvation lay in going forward and creating a new society that would free people from alienation, from submission to the machine, from the fate of being dehumanized. Socialism was the synthesis of medieval religious tradition and the post-Renaissance spirit of scientific thinking and political action. It was, like Buddhism, a “religious” mass movement that, even though speaking in secular and atheistic terms, aimed at the liberation of human beings from selfishness and greed.

Assuming the premise is right—that only a fundamental change in human character from a preponderance of the having mode to a predominantly being mode of existence can save us from a psychologic and economic catastrophe—the question arises: Is large-scale characterological change possible, and if so, how can it be brought about? I suggest that human character can change if these conditions exist:

  1. We are suffering and are aware that we are.

  2. We recognize the origin of our ill-being.

  3. We recognize that there is a way of overcoming our ill-being.

  4. We accept that in order to overcome our ill-being we must follow certain norms for living and change our present practice of life.

These four points correspond to the Four Noble Truths that form the basis of the Buddha’s teaching dealing with the general condition of human existence, though not with cases of human ill-being due to specific individual or social circumstances.

The function of the new society is to encourage the emergence of a new Man, beings whose character structure will exhibit the following qualities:

  • Willingness to give up all forms of having, in order to fully be.

  • Security, sense of identity, and confidence based on faith in what one is, on one’s need for relatedness, interest, love, solidarity with the world around one, instead of on one’s desire to have, to possess, to control the world, and thus become the slave of one’s possessions.

  • Acceptance of the fact that nobody and nothing outside oneself give meaning to life, but that this radical independence and no-thingness can become the condition for the fullest activity devoted to caring and sharing.

  • Being fully present where one is.

  • Joy that comes from giving and sharing, not from hoarding and exploiting.

  • Love and respect for life in all its manifestations, in the knowledge that not things, power, all that is dead, but life and everything that pertains to its growth are sacred.

  • Trying to reduce greed, hate, and illusions as much as one is capable.

  • Living without worshiping idols and without illusions, because one has reached a state that does not require illusions.

  • Developing one’s capacity for love, together with one’s capacity for critical, unsentimental thought.

  • Shedding one’s narcissism and accepting the tragic limitations inherent in human existence.

  • Making the full growth of oneself and of one’s fellow beings the supreme goal of living.

  • Knowing that to reach this goal discipline and respect for reality are necessary. Knowing, also, that no growth is healthy that does not occur in a structure, but knowing, too, the difference between structure as an attribute of life and “order” as an attribute of no-life, of the dead.

  • Developing one’s imagination, not as an escape from intolerable circumstances but as the anticipation of real possibilities, as a means to do away with intolerable circumstances.

  • Not deceiving others, but also not being deceived by others; one may be called innocent, but not naive.

  • Knowing oneself, not only the self one knows, but also the self one does not know—even though one has a slumbering knowledge of what one does not know.

  • Sensing one’s oneness with all life, hence giving up the aim of conquering nature, subduing it, exploiting it, raping it, destroying it, but trying, rather, to understand and cooperate with nature.

  • Freedom that is not arbitrariness but the possibility to be oneself, not as a bundle of greedy desires, but as a delicately balanced structure that at any moment is confronted with the alternative of growth or decay, life or death.

  • Knowing that evil and destructiveness are necessary consequences of failure to grow.

  • Knowing that only a few have reached perfection in all these qualities, but being without the ambition to “reach the goal,” in the knowledge that such ambition is only another form of greed, of having.

  • Happiness in the process of ever-growing aliveness, whatever the furthest point is that fate permits one to reach, for living as fully as one can is so satisfactory that the concern for what one might or might not attain has little chance to develop.

To mention only a few of the difficulties the construction of the new society has to solve:

  • It would have to solve the problem of how to continue the industrial mode of production without total centralization, i.e., without ending up in fascism of the old-fashioned type or, more likely, technological “fascism with a smiling face.”

  • It would have to combine overall planning with a high degree of decentralization, giving up the “free-market economy,” that has become largely a fiction.

  • It would have to give up the goal of unlimited growth for selective growth, without running the risk of economic disaster.

  • It would have to create work conditions and a general spirit in which not material gain but other, psychic satisfactions are effective motivations.

  • It would have to further scientific progress and, at the same time, prevent this progress from becoming a danger to the human race by its practical application.

  • It would have to create conditions under which people experience well-being and joy, not the satisfaction of the maximum-pleasure drive.

  • It would have to give basic security to individuals without making them dependent on a bureaucracy to feed them.

  • It must restore possibilities for individual initiative in living, rather than in business (where it hardly exists any more anyway).

If human beings are ever to become free and to cease feeding industry by pathological consumption, a radical change in the economic system is necessary: we must put an end to the present situation where a healthy economy is possible only at the price of unhealthy human beings. The task is to construct a healthy economy for healthy people. The first crucial step toward this goal is that production shall be directed for the sake of “sane consumption.”

Sane consumption is possible only if we can drastically curb the right of the stockholders and management of big enterprises to determine their production solely on the basis of profit and expansion.

To achieve a society based on being, all people must actively participate in their economic function and as citizens. Hence, our liberation from the having mode of existence is possible only through the full realization of industrial and political participatory democracy.

Active participation in political life requires maximum decentralization throughout industry and politics.

Active and responsible participation further requires that humanistic management replace bureaucratic management.

All brainwashing methods in industrial and political advertising must be prohibited.

The gap between the rich and the poor nations must be closed.

Many of the evils of present-day capitalist and communist societies would disappear with the introduction of a guaranteed yearly income.

Women must be liberated from patriarchal domination.

A Supreme Cultural Council, charged with the task of advising the government, the politicians, and the citizens in all matters in which knowledge is necessary, should be established.

A system of effective dissemination of effective information must also be established.

Scientific research must be separated from application in industry and defense.

One of the gravest objections to the possibilities of overcoming greed and envy, namely that their strength is inherent in human nature, loses a good deal of its weight upon further examination. Greed and envy are so strong not because of their inherent intensity but because of the difficulty in resisting the public pressure to be a wolf with the wolves. Change the social climate, the values that are either approved or disapproved, and the change from selfishness to altruism will lose most of its difficulty. Thus we arrive again at the premise that the being orientation is a strong potential in human nature. Only a minority is completely governed by the having mode, while another small minority is completely governed by the being mode. Either can become dominant, and which one does depends on the social structure. In a society oriented mainly toward being, the having tendencies are starved and the being mode is fed. In a society like ours, whose main orientation is toward having, the reverse occurs. But the new mode of existence is always already present—though repressed. No Saul becomes a Paul if he was not already a Paul before his conversion. The change from having to being is actually a tipping of the scales, when in connection with social change the new is encouraged and the old discouraged. Besides, this is not a question of new Man as different from the old as the sky is from the earth; it is a question of a change of direction. One step in the new direction will be followed by the next, and taken in the right direction, these steps mean everything.

Indeed, for those who are not authentically rooted in theistic religion the crucial question is that of conversion to a humanistic “religiosity” without religion, without dogmas and institutions, a “religiosity” long prepared by the movement of nontheistic religiosity, from the Buddha to Marx. We are not confronted with the choice between selfish materialism and the acceptance of the Christian concept of God. Social life itself—in all its aspects in work, in leisure, in personal relations—will be the expression of the “religious” spirit, and no separate religion will be necessary. This demand for a new, nontheistic, noninstitutionalized “religiosity” is not an attack on the existing religions. It does mean, however, that the Roman Catholic Church, beginning with the Roman bureaucracy, must convert itself to the spirit of the gospel. It does not mean that the “socialist countries” must be “desocialized,” but that their fake socialism shall be replaced by genuine humanistic socialism. Later Medieval culture flourished because people followed the vision of the City of God. Modern society flourished because people were energized by the vision of the growth of the Earthly City of Progress. In our century, however, this vision deteriorated to that of the Tower of Babel, which is now beginning to collapse and will ultimately bury everybody in its ruins. If the City of God and the Earthly City were thesis and antithesis, a new synthesis is the only alternative to chaos: the synthesis between the spiritual core of the Late Medieval world and the development of rational thought and science since the Renaissance. This synthesis is The City of Being.